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Nonprofiteer
← COMMITTEE ON CAPITAL MARKETS REGULATION INC

Form 990 for tax year 2023

Filed by COMMITTEE ON CAPITAL MARKETS REGULATION INC.

Totals

Total revenue
$3,450,236
Total expenses
$3,254,757
Contributions and grants received
$3,281,783
Grants paid
$0
Program service revenue
not reported
Investment income
not reported
Other revenue
not reported
Total assets, end of year
not reported
Total liabilities, end of year
not reported
Net assets or fund balances, end of year
not reported
Program services expenses (Part IX)
$2,462,217
Management and general expenses
$500,587
Fundraising expenses
$291,953
Program service expenses (Part III)
$2,462,217

Program services were 75.6% of total expenses calculated — Part IX's program-services column over total expenses, both as filed.

Listed in Part VII

  • HAL S SCOTT

    PRESIDENT/DIRECTOR

    Total calculated
    $694,000
    From this org
    $675,000
    From related orgs
    $0
    Other
    $19,000
    Hours/week
    30

    Schedule J breakdown matched by us

    Base
    $552,500
    Bonus
    $100,000
    Other
    $22,500
    Deferred
    $19,000
    Nontaxable benefits
    $0
    Filer's total
    $694,000

  • ROBERT GLENN HUBBARD

    CO-CHAIR/DIRECTOR

    Total calculated
    $0
    Hours/week
    0.5

  • JOHN L THORNTON

    CO-CHAIR/DIRECTOR

    Total calculated
    $0
    Hours/week
    0.5

  • LESLIE N SILVERMAN

    DIRECTOR

    Total calculated
    $0
    Hours/week
    0.5

  • BARBARA G NOVICK

    DIRECTOR

    Total calculated
    $0
    Hours/week
    0.5

  • JACQUELINE MCCABE

    VP/SECRETARY

    Total calculated
    $79,310
    From this org
    $77,000
    From related orgs
    $0
    Other
    $2,310
    Hours/week
    20

  • CRISTINA LEONE

    TREASURER/CFO

    Total calculated
    $111,370
    From this org
    $102,641
    From related orgs
    $0
    Other
    $8,729
    Hours/week
    25

  • JOHN A GULLIVER

    EXECUTIVE DIRECTOR

    Total calculated
    $449,762
    From this org
    $430,182
    From related orgs
    $0
    Other
    $19,580
    Hours/week
    30

    Schedule J breakdown matched by us

    Base
    $357,682
    Bonus
    $50,000
    Other
    $22,500
    Deferred
    $8,155
    Nontaxable benefits
    $11,425
    Filer's total
    $449,762

  • JON ONDREJKO

    SR. RESEARCH FELLOW

    Total calculated
    $137,105
    From this org
    $127,626
    From related orgs
    $0
    Other
    $9,479
    Hours/week
    50

  • ANDREW BEATTY

    SR. RESEARCH FELLOW

    Total calculated
    $217,211
    From this org
    $205,399
    From related orgs
    $0
    Other
    $11,812
    Hours/week
    50

    Schedule J breakdown matched by us

    Base
    $200,399
    Bonus
    $0
    Other
    $5,000
    Deferred
    $6,162
    Nontaxable benefits
    $5,650
    Filer's total
    $217,211

  • CONNOR KORTJE

    SR. RESEARCH FELLOW

    Total calculated
    $214,186
    From this org
    $202,462
    From related orgs
    $0
    Other
    $11,724
    Hours/week
    50

    Schedule J breakdown matched by us

    Base
    $202,462
    Bonus
    $0
    Other
    $0
    Deferred
    $6,074
    Nontaxable benefits
    $5,650
    Filer's total
    $214,186

Compensation is as filed in Part VII: reportable pay from this organization and from related organizations, other compensation, and hours per week. The total, marked calculated, is our sum of the three dollar columns, with a blank column counted as $0; the form itself has no total. On a Form 990-EZ the columns are Part IV's instead, and on a Form 990-PF Part VIII's — compensation, contributions to benefit plans, and expense account — and the total sums those. A Schedule J breakdown is as filed: base pay, bonus, other, deferred compensation and nontaxable benefits from this organization, with any from related organizations beside each, and the filer's own total. It is shown with the Part VII listing of the same name on the same return. The form gives no key between the two, so that pairing is ours, and is marked matched by us.

Schedule J

Answered yes

  • 1a · First-class or charter travel
  • 1b · Written policy on the line-1a expenses
  • 2 · Substantiation required before reimbursing expenses
  • 3 · Independent compensation consultant
  • 3 · Form 990 of other organizations
  • 3 · Compensation survey or study
  • 3 · Approval by the board or compensation committee
  • 7 · Other non-fixed payments

Answered no

  • 4a · Severance or change-of-control payment
  • 4b · Supplemental nonqualified retirement plan
  • 4c · Equity-based compensation arrangement
  • 5a · Pay contingent on this organization's revenues
  • 5b · Pay contingent on a related organization's revenues
  • 6a · Pay contingent on this organization's net earnings
  • 6b · Pay contingent on a related organization's net earnings
  • 8 · Paid under the initial-contract exception

The filer's explanations (Part III)

PART I, LINE 1A
FIRST CLASS TRAVEL IS PROVIDED FOR HAL S. SCOTT, PRESIDENT, IN THE CASE OF LONG TRIPS WHERE PRIVACY IS NEEDED FOR WORKING ON CONFIDENTIAL DOCUMENTS, WHEN BUSINESS CLASS TICKETS ARE NOT AVAILABLE, OR A FREE UPGRADE TO FIRST CLASS IS AVAILABLE.
PART I, LINE 7
ALL OFFICERS, KEY EMPLOYEES AND HIGHLY COMPENSATED EMPLOYEES RECEIVED A DISCRETIONARY BONUS IN 2023. THE BONUSES ARE DETERMINED BASED ON THE MARKET RATE FOR SIMILAR ROLES AT OTHER SIMILAR ORGANIZATIONS. THE BONUS WAS APPROVED BY THE BOARD OF DIRECTORS.

Part I's answers as filed. A line not listed was left unanswered; on lines 1a and 3 that means the box was not checked.

Grants on this return

No itemized grants to organizations on this return.

Provenance

Return type
form_990
Tax year
2023
Filed
12 November 2024
IRS schema version
2023v5.1
Source object
202403179349307230

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