Form 990 for tax year 2022
Filed by UNIVERSITY OF ALABAMA OPHTHALMOLOGY SERVICES FOUNDATION.
Totals
- Total revenue
- $17,342,172
- Total expenses
- $18,007,088
- Contributions and grants received
- $1,330,000
- Grants paid
- $0
- Program service revenue
- $16,012,172
- Investment income
- $0
- Other revenue
- $0
- Total assets, end of year
- $2,449,668
- Total liabilities, end of year
- $1,257,807
- Net assets or fund balances, end of year
- $1,191,861
- Program services expenses (Part IX)
- $18,007,088
- Management and general expenses
- $0
- Fundraising expenses
- $0
- Program service expenses (Part III)
- $18,007,088
Program services were 100.0% of total expenses calculated — Part IX's program-services column over total expenses, both as filed.
Line items
Every line the filer filed in Parts VIII, IX and X, as filed and in filed order. Blank columns are left out, and the lines are not forced to add up to the totals above.
Revenue
Part VIII, the statement of revenue.
-
1f · All other contributions, gifts and grants
$1,330,000
-
2a · Program service revenue: PATIENT SERVICES
total $15,402,366 · related or exempt $15,402,366 · unrelated business $0 · excluded $0
-
2b · Program service revenue: MISCELLANEOUS REVENUE
total $609,806 · related or exempt $609,806 · unrelated business $0 · excluded $0
-
3 · Investment income
total $0
-
4 · Income from investment of tax-exempt bond proceeds
total $0
-
5 · Royalties
total $0
-
6c · Rental income or loss
real property $0 · personal property $0
-
6d · Net rental income or loss
total $0
-
7d · Net gain or loss
total $0
-
8a · Fundraising events: gross income
$0
-
8b · Fundraising events: direct expenses
$0
-
8c · Net income from fundraising events
total $0
-
9a · Gaming: gross income
$0
-
9b · Gaming: direct expenses
$0
-
9c · Net income from gaming
total $0
-
10a · Gross sales of inventory
$0
-
10b · Cost of goods sold
$0
-
10c · Net income from sales of inventory
total $0
-
11e · Other revenue, total
$0
Functional expenses
Part IX, the statement of functional expenses.
-
1 · Grants to domestic organizations and governments
total $0
-
2 · Grants to domestic individuals
total $0
-
3 · Grants to foreign organizations and individuals
total $0
-
4 · Benefits paid to or for members
total $0
-
5 · Compensation of officers, directors and key employees
total $1,437,930 · program services $1,437,930 · management and general $0 · fundraising $0
-
6 · Compensation of disqualified persons
total $429,426 · program services $429,426
-
7 · Other salaries and wages
total $12,923,958 · program services $12,923,958 · management and general $0 · fundraising $0
-
8 · Pension plan contributions
total $896,672 · program services $896,672 · management and general $0 · fundraising $0
-
9 · Other employee benefits
total $381,100 · program services $381,100 · management and general $0 · fundraising $0
-
10 · Payroll taxes
total $574,316 · program services $574,316 · management and general $0 · fundraising $0
-
11a · Fees: management
total $0
-
11b · Fees: legal
total $0
-
11c · Fees: accounting
total $0
-
11d · Fees: lobbying
total $0
-
11e · Fees: professional fundraising services
total $0
-
11f · Fees: investment management
total $0
-
11g · Fees: other
total $0
-
12 · Advertising and promotion
total $0
-
13 · Office expenses
total $0
-
14 · Information technology
total $0
-
15 · Royalties
total $0
-
16 · Occupancy
total $0
-
17 · Travel
total $0
-
18 · Travel or entertainment for public officials
total $0
-
19 · Conferences, conventions and meetings
total $0
-
20 · Interest
total $0
-
21 · Payments to affiliates
total $0
-
22 · Depreciation, depletion and amortization
total $0
-
23 · Insurance
total $0
-
24a · Other expenses: RESEARCH EXPENSES
total $1,005,697 · program services $1,005,697 · management and general $0 · fundraising $0
-
24b · Other expenses: RESIDENT EXPENSES
total $324,304 · program services $324,304 · management and general $0 · fundraising $0
-
24c · Other expenses: SPECIAL EVENTS
total $30,192 · program services $30,192 · management and general $0 · fundraising $0
-
24d · Other expenses: BANK/MERCHANT FEE
total $3,493 · program services $3,493 · management and general $0 · fundraising $0
Balance sheet
Part X, book values.
-
1 · Cash, non-interest-bearing
beginning of year $1,068,080 · end of year $1,174,271
-
2 · Savings and temporary cash investments
beginning of year $0 · end of year $0
-
3 · Pledges and grants receivable
beginning of year $0 · end of year $0
-
4 · Accounts receivable
beginning of year $1,881,846 · end of year $1,275,397
-
5 · Loans and receivables from officers and key people
beginning of year $0 · end of year $0
-
6 · Loans and receivables from disqualified persons
beginning of year $0 · end of year $0
-
7 · Other notes and loans receivable
beginning of year $0 · end of year $0
-
8 · Inventories for sale or use
beginning of year $0 · end of year $0
-
9 · Prepaid expenses and deferred charges
beginning of year $0 · end of year $0
-
10c · Land, buildings and equipment, net
beginning of year $0 · end of year $0
-
11 · Investments: publicly traded securities
beginning of year $0 · end of year $0
-
12 · Investments: other securities
beginning of year $0 · end of year $0
-
13 · Investments: program-related
beginning of year $0 · end of year $0
-
14 · Intangible assets
beginning of year $0 · end of year $0
-
15 · Other assets
beginning of year $0 · end of year $0
-
17 · Accounts payable and accrued expenses
beginning of year $1,093,149 · end of year $1,007,807
-
18 · Grants payable
beginning of year $0 · end of year $0
-
19 · Deferred revenue
beginning of year $0 · end of year $250,000
-
20 · Tax-exempt bond liabilities
beginning of year $0 · end of year $0
-
21 · Escrow or custodial account liability
beginning of year $0 · end of year $0
-
22 · Loans and payables to officers and key people
beginning of year $0 · end of year $0
-
23 · Secured mortgages and notes payable
beginning of year $0 · end of year $0
-
24 · Unsecured notes and loans payable
beginning of year $0 · end of year $0
-
25 · Other liabilities
beginning of year $0 · end of year $0
-
27 · Net assets without donor restrictions
beginning of year $1,856,777 · end of year $1,191,861
-
28 · Net assets with donor restrictions
beginning of year $0 · end of year $0
Mission and programs · 2022
Mission
THE UNIVERSITY OF ALABAMA OPHTHALMOLOGY SERVICES FOUNDATION (OSF) IS A NON-PROFIT CORPORATION ORGANIZED TO SERVE THE EYE HEALTH NEEDS OF THE PEOPLE OF ALABAMA AND BEYOND THROUGH EXCELLENCE IN PATIENT CARE, MEDICAL EDUCATION, AND RESEARCH.
Activities or mission (Part I)
OSF IS A NON-PROFIT CORPORATION ORGANIZED TO SERVE THE EYE HEALTH NEEDS OF THE PEOPLE OF ALABAMA AND BEYOND THROUGH EXCELLENCE IN PATIENT CARE, MEDICAL EDUCATION, AND RESEARCH.
-
OSF IS THE PRIVATE CLINICAL PRACTICE FOR THE FACULTY OF THE DEPARTMENT OF OPHTHALMOLOGY AND VISUAL SCIENCE, WHICH CONSISTS OF 49 FACULTY MEMBERS. FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2023, PHYSICIANS IN OSF PROVIDED OPHTHALMIC OUTPATIENT SERVICES TO APPROXIMATELY 145,000 PATIENTS IN CENTRAL ALABAMA.
Expenses $16,677,087 · Revenue $16,012,172
-
OSF PROMOTES GROUNDBREAKING BASIC SCIENCE AND CLINICAL RESEARCH RELATED TO TREATING DISEASES OF THE EYE WITH THE UNDERSTANDING THAT BOTH ARE CRITICAL BUILDING BLOCKS FOR FUTURE PROGRESS IN THE FIELD OF OPHTHALMOLOGY.
Expenses $1,005,697
-
OSF ALSO SUPPORTS THE RESIDENCY PROGRAM FOR STUDENTS OF THE UNIVERSITY OF ALABAMA AT BIRMINGHAM DEPARTMENT OF OPHTHALMOLOGY AND VISUAL SCIENCE TO ENSURE THAT A CONTINUING STREAM OF HIGHLY TRAINED OPHTHALMOLOGISTS WILL BE ABLE TO CARE FOR THE POPULATION OF THE STATE OF ALABAMA AND THE NATION.
Expenses $324,304
As filed on the 2022 return.
Listed in Part VII
-
Dawn BulgarellaDAWN BULGARELLA
DIRECTOR
- Total calculated
- $1,818,508
- From this org
- $0
- From related orgs
- $1,720,108
- Other
- $98,400
- Hours/week
- 0.25 + 40.75 related
Schedule J breakdown matched by us
- Base
- $0 + $944,882 related
- Bonus
- $0 + $420,765 related
- Other
- $0 + $354,461 related
- Deferred
- $0 + $88,000 related
- Nontaxable benefits
- $0 + $10,400 related
- Filer's total
- $0 + $1,818,508 related
-
Jason Swanner MDJASON SWANNER MD
DIRECTOR OF CLINICAL OPERATION
- Total calculated
- $1,136,162
- From this org
- $1,050,555
- From related orgs
- $10,013
- Other
- $75,594
- Hours/week
- 40
Schedule J breakdown matched by us
- Base
- $1,050,555 + $10,000 related
- Bonus
- $0
- Other
- $0 + $13 related
- Deferred
- $45,750 + $1,247 related
- Nontaxable benefits
- $28,553 + $44 related
- Filer's total
- $1,124,858 + $11,304 related
-
Robert KnoxROBERT KNOX
PHYSICIAN
- Total calculated
- $1,098,847
- From this org
- $1,020,276
- From related orgs
- $5,000
- Other
- $73,571
- Hours/week
- 40
Schedule J breakdown matched by us
- Base
- $1,020,276 + $5,000 related
- Bonus
- $0
- Other
- $0
- Deferred
- $45,750 + $567 related
- Nontaxable benefits
- $27,232 + $22 related
- Filer's total
- $1,093,258 + $5,589 related
-
Carson Bee MDCARSON BEE MD
PHYSICIAN
- Total calculated
- $1,057,686
- From this org
- $976,718
- From related orgs
- $5,000
- Other
- $75,968
- Hours/week
- 40
Schedule J breakdown matched by us
- Base
- $976,718 + $5,000 related
- Bonus
- $0
- Other
- $0
- Deferred
- $45,750 + $817 related
- Nontaxable benefits
- $29,379 + $22 related
- Filer's total
- $1,051,847 + $5,839 related
-
Darrell Joiner MDDARRELL JOINER MD
PHYSICIAN
- Total calculated
- $967,687
- From this org
- $887,168
- From related orgs
- $7,520
- Other
- $72,999
- Hours/week
- 40
Schedule J breakdown matched by us
- Base
- $887,168 + $7,520 related
- Bonus
- $0
- Other
- $0
- Deferred
- $45,750 + $1,310 related
- Nontaxable benefits
- $25,906 + $33 related
- Filer's total
- $958,824 + $8,863 related
-
James W Blackstone MDJAMES W BLACKSTONE MD
PHYSICIAN
- Total calculated
- $933,257
- From this org
- $860,125
- From related orgs
- $5,000
- Other
- $68,132
- Hours/week
- 40
Schedule J breakdown matched by us
- Base
- $860,125 + $5,000 related
- Bonus
- $0
- Other
- $0
- Deferred
- $45,750 + $653 related
- Nontaxable benefits
- $21,707 + $22 related
- Filer's total
- $927,582 + $5,675 related
-
Christopher Girkin MDCHRISTOPHER GIRKIN MD
FORMER PRESIDENT
- Total calculated
- $852,375
- From this org
- $361,816
- From related orgs
- $384,713
- Other
- $105,846
- Hours/week
- 1 + 41 related
Schedule J breakdown matched by us
- Base
- $361,816 + $382,720 related
- Bonus
- $0
- Other
- $0 + $1,993 related
- Deferred
- $45,750 + $36,546 related
- Nontaxable benefits
- $21,860 + $1,690 related
- Filer's total
- $429,426 + $422,949 related
-
Andrew Mays MDANDREW MAYS MD
PHYSICIAN
- Total calculated
- $679,429
- From this org
- $617,254
- From related orgs
- $7,520
- Other
- $54,655
- Hours/week
- 40
Schedule J breakdown matched by us
- Base
- $617,254 + $7,520 related
- Bonus
- $0
- Other
- $0
- Deferred
- $45,750 + $967 related
- Nontaxable benefits
- $7,905 + $33 related
- Filer's total
- $670,909 + $8,520 related
-
Brian SamuelsBRIAN SAMUELS
PRESIDENT
- Total calculated
- $592,524
- From this org
- $258,727
- From related orgs
- $221,826
- Other
- $111,971
- Hours/week
- 40 + 1 related
Schedule J breakdown matched by us
- Base
- $258,727 + $221,091 related
- Bonus
- $0
- Other
- $0 + $735 related
- Deferred
- $34,149 + $56,650 related
- Nontaxable benefits
- $20,196 + $976 related
- Filer's total
- $313,072 + $279,452 related
-
Garrett GroverGARRETT GROVER
CEO
- Total calculated
- $580,875
- From this org
- $0
- From related orgs
- $499,065
- Other
- $81,810
- Hours/week
- 40 + 1 related
Schedule J breakdown matched by us
- Base
- $0 + $341,533 related
- Bonus
- $0 + $115,417 related
- Other
- $0 + $42,115 related
- Deferred
- $0 + $61,000 related
- Nontaxable benefits
- $0 + $20,810 related
- Filer's total
- $0 + $580,875 related
-
Stephen Yoder JDSTEPHEN YODER JD
CHAIRMAN
- Total calculated
- $308,198
- From this org
- $0
- From related orgs
- $251,071
- Other
- $57,127
- Hours/week
- 1 + 42 related
Schedule J breakdown matched by us
- Base
- $0 + $247,016 related
- Bonus
- $0
- Other
- $0 + $4,055 related
- Deferred
- $0 + $40,039 related
- Nontaxable benefits
- $0 + $17,088 related
- Filer's total
- $0 + $308,198 related
-
Shelby SmithSHELBY SMITH
Secretary/Treasurer
- Total calculated
- $160,217
- From this org
- $0
- From related orgs
- $140,040
- Other
- $20,177
- Hours/week
- 8 + 32 related
Schedule J breakdown matched by us
- Base
- $0 + $140,040 related
- Bonus
- $0
- Other
- $0
- Deferred
- $0 + $9,879 related
- Nontaxable benefits
- $0 + $10,298 related
- Filer's total
- $0 + $160,217 related
-
Danny McKinneyDANNY MCKINNEY
BOARD MEMBER (BEG 10/2022)
- Total calculated
- $0
- Hours/week
- 1 + 1 related
-
Joan RagsdaleJOAN RAGSDALE
Board member
- Total calculated
- $0
- Hours/week
- 1 + 1 related
Compensation is as filed in Part VII: reportable pay from this organization and from related organizations, other compensation, and hours per week. The total, marked calculated, is our sum of the three dollar columns, with a blank column counted as $0; the form itself has no total. On a Form 990-EZ the columns are Part IV's instead, and on a Form 990-PF Part VIII's — compensation, contributions to benefit plans, and expense account — and the total sums those. A Schedule J breakdown is as filed: base pay, bonus, other, deferred compensation and nontaxable benefits from this organization, with any from related organizations beside each, and the filer's own total. It is shown with the Part VII listing of the same name on the same return. The form gives no key between the two, so that pairing is ours, and is marked matched by us.
Schedule J
Answered yes
- 3 · Compensation committee
- 3 · Compensation survey or study
- 3 · Approval by the board or compensation committee
- 5a · Pay contingent on this organization's revenues
- 6a · Pay contingent on this organization's net earnings
Answered no
- 4a · Severance or change-of-control payment
- 4b · Supplemental nonqualified retirement plan
- 4c · Equity-based compensation arrangement
- 5b · Pay contingent on a related organization's revenues
- 6b · Pay contingent on a related organization's net earnings
- 7 · Other non-fixed payments
- 8 · Paid under the initial-contract exception
The filer's explanations (Part III)
- SCHEDULE J, PART I, LINES 5A & 6A:
- THE OSF PHYSICIAN COMPENSATION PLAN PROVIDES FOR QUARTERLY SALARY ADJUSTMENTS BASED ON AN INDIVIDUAL PHYSICIAN'S POSITIVE OR NEGATIVE CLINICAL NET REVENUE. AN ANNUAL PERFORMANCE-BASED BONUS IS DETERMINED BY EACH INDIVIDUAL PHYSICIAN'S PERSONAL CONTRIBUTION TO THE DEPARTMENT CLINICAL NET REVENUE.
Part I's answers as filed. A line not listed was left unanswered; on lines 1a and 3 that means the box was not checked.
Grants on this return
No itemized grants to organizations on this return.
Related organizations on this return
Schedule R Part II: tax-exempt organizations related to the filer by control. It does not record shared board members or money.
-
SEE PART VII
Directly controlled by NA
Taxable family on this return
Schedule R Parts I, III and IV, as filed. These record ownership and control, not shared board members or money moved.
Related corporations and trusts
Part IV: related organizations taxable as a corporation or trust.
-
SEE PART VII
Directly controlled by NA
Provenance
- Return type
- form_990
- Tax year
- 2022
- Filed
- 25 April 2024
- IRS schema version
- 2022v5.0
- Source object
- 202411229349302306
Check it against the return as filed: the GivingTuesday Data Lake hosts a public copy of the original XML.
The source document this was parsed from is served over the API, which is where bulk and document access live.