Form 990 for tax year 2023
Filed by UNIVERSITY OF KENTUCKY MINING ENGINEERING FOUNDATION INC.
Totals
- Total revenue
- $61,681
- Total expenses
- $70,719
- Contributions and grants received
- $0
- Grants paid
- $22,674
- Program service revenue
- $0
- Investment income
- $61,681
- Other revenue
- $0
- Total assets, end of year
- $2,576,647
- Total liabilities, end of year
- $1,371
- Net assets or fund balances, end of year
- $2,575,276
- Program services expenses (Part IX)
- $70,719
- Management and general expenses
- $0
- Fundraising expenses
- $0
- Program service expenses (Part III)
- $70,719
Program services were 100.0% of total expenses calculated — Part IX's program-services column over total expenses, both as filed.
Line items
Every line the filer filed in Parts VIII, IX and X, as filed and in filed order. Blank columns are left out, and the lines are not forced to add up to the totals above.
Revenue
Part VIII, the statement of revenue.
-
1a · Federated campaigns
$0
-
1b · Membership dues
$0
-
1c · Fundraising events
$0
-
1d · Related organizations
$0
-
1e · Government grants (contributions)
$0
-
1f · All other contributions, gifts and grants
$0
-
1g · Noncash contributions included above
$0
-
2a · Program service revenue
total $0 · related or exempt $0 · unrelated business $0 · excluded $0
-
2b · Program service revenue
total $0 · related or exempt $0 · unrelated business $0 · excluded $0
-
2c · Program service revenue
total $0 · related or exempt $0 · unrelated business $0 · excluded $0
-
2d · Program service revenue
total $0 · related or exempt $0 · unrelated business $0 · excluded $0
-
2e · Program service revenue
total $0 · related or exempt $0 · unrelated business $0 · excluded $0
-
2f · All other program service revenue
total $0 · related or exempt $0 · unrelated business $0 · excluded $0
-
3 · Investment income
total $43,782 · related or exempt $0 · unrelated business $0 · excluded $43,782
-
4 · Income from investment of tax-exempt bond proceeds
total $0 · related or exempt $0 · unrelated business $0 · excluded $0
-
5 · Royalties
total $0 · related or exempt $0 · unrelated business $0 · excluded $0
-
6a · Gross rents
real property $0 · personal property $0
-
6b · Less rental expenses
real property $0 · personal property $0
-
6c · Rental income or loss
real property $0 · personal property $0
-
6d · Net rental income or loss
total $0 · related or exempt $0 · unrelated business $0 · excluded $0
-
7a · Gross sales of assets other than inventory
securities $879,717 · other assets $0
-
7b · Less cost or other basis and sales expenses
securities $861,818 · other assets $0
-
7c · Gain or loss
securities $17,899 · other assets $0
-
7d · Net gain or loss
total $17,899 · related or exempt $0 · unrelated business $0 · excluded $17,899
-
8a · Fundraising events: gross income
$0
-
8a · Fundraising events: contributions included on line 1c
$0
-
8b · Fundraising events: direct expenses
$0
-
8c · Net income from fundraising events
total $0 · unrelated business $0 · excluded $0
-
9a · Gaming: gross income
$0
-
9b · Gaming: direct expenses
$0
-
9c · Net income from gaming
total $0 · related or exempt $0 · unrelated business $0 · excluded $0
-
10a · Gross sales of inventory
$0
-
10b · Cost of goods sold
$0
-
10c · Net income from sales of inventory
total $0 · related or exempt $0 · unrelated business $0 · excluded $0
-
11a · Other revenue
total $0 · related or exempt $0 · unrelated business $0 · excluded $0
-
11b · Other revenue
total $0 · related or exempt $0 · unrelated business $0 · excluded $0
-
11c · Other revenue
total $0 · related or exempt $0 · unrelated business $0 · excluded $0
-
11d · All other revenue
total $0 · related or exempt $0 · unrelated business $0 · excluded $0
-
11e · Other revenue, total
$0
Functional expenses
Part IX, the statement of functional expenses.
-
1 · Grants to domestic organizations and governments
total $21,674 · program services $21,674
-
2 · Grants to domestic individuals
total $1,000 · program services $1,000
-
3 · Grants to foreign organizations and individuals
total $0 · program services $0
-
4 · Benefits paid to or for members
total $0 · program services $0
-
5 · Compensation of officers, directors and key employees
total $0 · program services $0 · management and general $0 · fundraising $0
-
6 · Compensation of disqualified persons
total $0 · program services $0 · management and general $0 · fundraising $0
-
7 · Other salaries and wages
total $0 · program services $0 · management and general $0 · fundraising $0
-
8 · Pension plan contributions
total $0 · program services $0 · management and general $0 · fundraising $0
-
9 · Other employee benefits
total $0 · program services $0 · management and general $0 · fundraising $0
-
10 · Payroll taxes
total $0 · program services $0 · management and general $0 · fundraising $0
-
11a · Fees: management
total $0 · program services $0 · management and general $0 · fundraising $0
-
11b · Fees: legal
total $0 · program services $0 · management and general $0 · fundraising $0
-
11c · Fees: accounting
total $0 · program services $0 · management and general $0 · fundraising $0
-
11d · Fees: lobbying
total $0 · program services $0 · management and general $0 · fundraising $0
-
11e · Fees: professional fundraising services
total $0 · fundraising $0
-
11f · Fees: investment management
total $0 · program services $0 · management and general $0 · fundraising $0
-
11g · Fees: other
total $0 · program services $0 · management and general $0 · fundraising $0
-
12 · Advertising and promotion
total $0 · program services $0 · management and general $0 · fundraising $0
-
13 · Office expenses
total $8,630 · program services $8,630 · management and general $0 · fundraising $0
-
14 · Information technology
total $0 · program services $0 · management and general $0 · fundraising $0
-
15 · Royalties
total $0 · program services $0 · management and general $0 · fundraising $0
-
16 · Occupancy
total $0 · program services $0 · management and general $0 · fundraising $0
-
17 · Travel
total $0 · program services $0 · management and general $0 · fundraising $0
-
18 · Travel or entertainment for public officials
total $0 · program services $0 · management and general $0 · fundraising $0
-
19 · Conferences, conventions and meetings
total $3,384 · program services $3,384 · management and general $0 · fundraising $0
-
20 · Interest
total $0 · program services $0 · management and general $0 · fundraising $0
-
21 · Payments to affiliates
total $0 · program services $0 · management and general $0 · fundraising $0
-
22 · Depreciation, depletion and amortization
total $0 · program services $0 · management and general $0 · fundraising $0
-
23 · Insurance
total $0 · program services $0 · management and general $0 · fundraising $0
-
24a · Other expenses: Salary/Benefit Reimburse to UK
total $34,937 · program services $34,937 · management and general $0 · fundraising $0
-
24b · Other expenses: Other
total $1,094 · program services $1,094 · management and general $0 · fundraising $0
-
24e · All other expenses
total $0 · program services $0 · management and general $0 · fundraising $0
Balance sheet
Part X, book values.
-
1 · Cash, non-interest-bearing
beginning of year $181,813 · end of year $226,800
-
2 · Savings and temporary cash investments
beginning of year $0 · end of year $0
-
3 · Pledges and grants receivable
beginning of year $0 · end of year $0
-
4 · Accounts receivable
beginning of year $0 · end of year $0
-
5 · Loans and receivables from officers and key people
beginning of year $0 · end of year $0
-
6 · Loans and receivables from disqualified persons
beginning of year $0 · end of year $0
-
7 · Other notes and loans receivable
beginning of year $0 · end of year $0
-
8 · Inventories for sale or use
beginning of year $0 · end of year $0
-
9 · Prepaid expenses and deferred charges
beginning of year $0 · end of year $0
-
10a · Land, buildings and equipment: cost or other basis
$0
-
10b · Land, buildings and equipment: accumulated depreciation
$0
-
10c · Land, buildings and equipment, net
beginning of year $0 · end of year $0
-
11 · Investments: publicly traded securities
beginning of year $2,260,491 · end of year $2,349,847
-
12 · Investments: other securities
beginning of year $0
-
13 · Investments: program-related
beginning of year $0
-
14 · Intangible assets
beginning of year $0 · end of year $0
-
15 · Other assets
beginning of year $0 · end of year $0
-
17 · Accounts payable and accrued expenses
beginning of year $1,475 · end of year $1,371
-
18 · Grants payable
beginning of year $0 · end of year $0
-
19 · Deferred revenue
beginning of year $0 · end of year $0
-
20 · Tax-exempt bond liabilities
beginning of year $0 · end of year $0
-
21 · Escrow or custodial account liability
beginning of year $0 · end of year $0
-
22 · Loans and payables to officers and key people
beginning of year $0 · end of year $0
-
23 · Secured mortgages and notes payable
beginning of year $0 · end of year $0
-
24 · Unsecured notes and loans payable
beginning of year $0 · end of year $0
-
25 · Other liabilities
beginning of year $0 · end of year $0
-
27 · Net assets without donor restrictions
beginning of year $0 · end of year $0
-
28 · Net assets with donor restrictions
beginning of year $0 · end of year $0
-
29 · Capital stock, trust principal or current funds
beginning of year $0 · end of year $0
-
30 · Paid-in or capital surplus, or land, building or equipment fund
beginning of year $2,440,829 · end of year $2,575,276
-
31 · Retained earnings, endowment or other funds
beginning of year $0 · end of year $0
Mission and programs · 2023
Mission
TO MAINTAIN A CONTINUING PARTNERSHIP BETWEEN THE UNIVERSITY OF KENTUCKY AND THE MINING INDUSTRY IN THE COMMONWEALTH OF KENTUCKY FOR THE ENHANCEMENT AND IMPROVEMENT OF THE MINING ENGINEERING DEPARTMENT OF THE COLLEGE OF ENGINEERING.
Activities or mission (Part I)
See Schedule O.
-
MAINTAIN PARTNERSHIP WITH THE MINING INDUSTRY IN THE COMMONWEALTH OF KENTUCKY FOR THE ENHANCEMENT AND IMPROVEMENT OF THE MINING ENGINEERING DEPARTMENT OF THE COLLEGE OF ENGINEERING.
Expenses $70,719 · Grants $22,674
As filed on the 2023 return.
Listed in Part VII
-
Christopher AdkinsCHRISTOPHER ADKINS
VICE CHAIR
- Total calculated
- $0
- Hours/week
- 1
-
David SmithDAVID SMITH
SECRETARY
- Total calculated
- $0
- Hours/week
- 1
-
Jeff BrockJEFF BROCK
CHAIR
- Total calculated
- $0
- Hours/week
- 1
-
Penny CoxPENNY COX
TREASURER
- Total calculated
- $355,642
- From this org
- $0
- From related orgs
- $316,556
- Other
- $39,086
- Hours/week
- 1 + 39 related
Schedule J breakdown matched by us
- Base
- $0 + $307,791 related
- Bonus
- $0
- Other
- $0 + $8,765 related
- Deferred
- $0 + $30,925 related
- Nontaxable benefits
- $0 + $8,161 related
- Filer's total
- $0 + $355,642 related
-
Arnold Connelly JrARNOLD CONNELLY JR
DIRECTOR
- Total calculated
- $0
- Hours/week
- 1
-
Brandon SmithBRANDON SMITH
DIRECTOR
- Total calculated
- $0
- Hours/week
- 1
-
Brian O'DeaBRIAN O'DEA
DIRECTOR
- Total calculated
- $0
- Hours/week
- 1
-
Cathy FrazierCATHY FRAZIER
DIRECTOR
- Total calculated
- $0
- Hours/week
- 1
-
Chad WeemsCHAD WEEMS
DIRECTOR
- Total calculated
- $0
- Hours/week
- 1
-
Chauncey Sr CurtzCHAUNCEY SR CURTZ
DIRECTOR
- Total calculated
- $0
- Hours/week
- 1
-
Chris PraterCHRIS PRATER
DIRECTOR
- Total calculated
- $0
- Hours/week
- 1
-
Ck LaneCK LANE
DIRECTOR
- Total calculated
- $0
- Hours/week
- 1
-
Danny MaggardDANNY MAGGARD
DIRECTOR
- Total calculated
- $0
- Hours/week
- 1
-
David HibbsDAVID HIBBS
DIRECTOR
- Total calculated
- $0
- Hours/week
- 1
-
David MelansonDAVID MELANSON
DIRECTOR
- Total calculated
- $130,804
- From this org
- $0
- From related orgs
- $99,747
- Other
- $31,057
- Hours/week
- 1 + 39 related
-
Deborah MosesDEBORAH MOSES
DIRECTOR
- Total calculated
- $0
- Hours/week
- 1
-
Dennis HatfieldDENNIS HATFIELD
DIRECTOR
- Total calculated
- $0
- Hours/week
- 1
-
Dj PattonDJ PATTON
DIRECTOR
- Total calculated
- $0
- Hours/week
- 1
-
Dl LobbDL LOBB
DIRECTOR
- Total calculated
- $0
- Hours/week
- 1
-
Eli CapiloutoELI CAPILOUTO
DIRECTOR
- Total calculated
- $1,984,229
- From this org
- $0
- From related orgs
- $1,582,440
- Other
- $401,789
- Hours/week
- 1 + 39 related
Schedule J breakdown matched by us
- Base
- $0 + $1,050,433 related
- Bonus
- $0 + $325,000 related
- Other
- $0 + $207,007 related
- Deferred
- $0 + $385,565 related
- Nontaxable benefits
- $0 + $16,224 related
- Filer's total
- $0 + $1,984,229 related
-
Eric MondayERIC MONDAY
DIRECTOR
- Total calculated
- $1,451,361
- From this org
- $0
- From related orgs
- $1,095,833
- Other
- $355,528
- Hours/week
- 1 + 39 related
Schedule J breakdown matched by us
- Base
- $0 + $837,615 related
- Bonus
- $0 + $246,430 related
- Other
- $0 + $11,788 related
- Deferred
- $0 + $334,599 related
- Nontaxable benefits
- $0 + $20,929 related
- Filer's total
- $0 + $1,451,361 related
-
Francis BoatenFRANCIS BOATEN
DIRECTOR
- Total calculated
- $0
- Hours/week
- 1
-
Gaither FrazierGAITHER FRAZIER
DIRECTOR
- Total calculated
- $0
- Hours/week
- 1
-
Greg WootenGREG WOOTEN
DIRECTOR
- Total calculated
- $0
- Hours/week
- 1
-
J Steven GardnerJ STEVEN GARDNER
DIRECTOR
- Total calculated
- $0
- Hours/week
- 1
-
Jack WhitakerJACK WHITAKER
DIRECTOR
- Total calculated
- $0
- Hours/week
- 1
-
Joseph SottileJOSEPH SOTTILE
DIRECTOR
- Total calculated
- $202,865
- From this org
- $0
- From related orgs
- $177,020
- Other
- $25,845
- Hours/week
- 1 + 39 related
Schedule J breakdown matched by us
- Base
- $0 + $122,921 related
- Bonus
- $0 + $26,012 related
- Other
- $0 + $28,087 related
- Deferred
- $0 + $15,278 related
- Nontaxable benefits
- $0 + $10,567 related
- Filer's total
- $0 + $202,865 related
-
Lisa CassisLISA CASSIS
DIRECTOR
- Total calculated
- $639,636
- From this org
- $0
- From related orgs
- $575,879
- Other
- $63,757
- Hours/week
- 1 + 39 related
Schedule J breakdown matched by us
- Base
- $0 + $566,443 related
- Bonus
- $0
- Other
- $0 + $9,436 related
- Deferred
- $0 + $56,023 related
- Nontaxable benefits
- $0 + $7,734 related
- Filer's total
- $0 + $639,636 related
-
Marty PetrunyakMARTY PETRUNYAK
DIRECTOR
- Total calculated
- $0
- Hours/week
- 1
-
Michael DayMICHAEL DAY
DIRECTOR
- Total calculated
- $0
- Hours/week
- 1
-
Nick RodgersNICK RODGERS
DIRECTOR
- Total calculated
- $0
- Hours/week
- 1
-
Robert DipaolaROBERT DIPAOLA
DIRECTOR
- Total calculated
- $1,380,636
- From this org
- $0
- From related orgs
- $1,150,781
- Other
- $229,855
- Hours/week
- 1 + 39 related
Schedule J breakdown matched by us
- Base
- $0 + $1,034,607 related
- Bonus
- $0 + $96,000 related
- Other
- $0 + $20,174 related
- Deferred
- $0 + $214,009 related
- Nontaxable benefits
- $0 + $15,846 related
- Filer's total
- $0 + $1,380,636 related
-
Rodney AndrewsRODNEY ANDREWS
DIRECTOR
- Total calculated
- $394,146
- From this org
- $0
- From related orgs
- $339,216
- Other
- $54,930
- Hours/week
- 1 + 39 related
Schedule J breakdown matched by us
- Base
- $0 + $338,508 related
- Bonus
- $0
- Other
- $0 + $708 related
- Deferred
- $0 + $34,489 related
- Nontaxable benefits
- $0 + $20,441 related
- Filer's total
- $0 + $394,146 related
-
Rudolph BuchheitRUDOLPH BUCHHEIT
DIRECTOR
- Total calculated
- $493,565
- From this org
- $0
- From related orgs
- $429,072
- Other
- $64,493
- Hours/week
- 1 + 39 related
Schedule J breakdown matched by us
- Base
- $0 + $426,027 related
- Bonus
- $0
- Other
- $0 + $3,045 related
- Deferred
- $0 + $43,360 related
- Nontaxable benefits
- $0 + $21,133 related
- Filer's total
- $0 + $493,565 related
-
Stanley PigmanSTANLEY PIGMAN
DIRECTOR
- Total calculated
- $0
- Hours/week
- 1
-
Tim SloneTIM SLONE
DIRECTOR
- Total calculated
- $0
- Hours/week
- 1
-
Todd CaseTODD CASE
DIRECTOR
- Total calculated
- $0
- Hours/week
- 1
-
Tracy GoffTRACY GOFF
DIRECTOR
- Total calculated
- $0
- Hours/week
- 1
-
Zach AgioutantisZACH AGIOUTANTIS
DIRECTOR
- Total calculated
- $304,129
- From this org
- $0
- From related orgs
- $265,936
- Other
- $38,193
- Hours/week
- 1 + 39 related
Schedule J breakdown matched by us
- Base
- $0 + $160,420 related
- Bonus
- $0 + $48,840 related
- Other
- $0 + $56,676 related
- Deferred
- $0 + $21,969 related
- Nontaxable benefits
- $0 + $16,224 related
- Filer's total
- $0 + $304,129 related
Compensation is as filed in Part VII: reportable pay from this organization and from related organizations, other compensation, and hours per week. The total, marked calculated, is our sum of the three dollar columns, with a blank column counted as $0; the form itself has no total. On a Form 990-EZ the columns are Part IV's instead, and on a Form 990-PF Part VIII's — compensation, contributions to benefit plans, and expense account — and the total sums those. A Schedule J breakdown is as filed: base pay, bonus, other, deferred compensation and nontaxable benefits from this organization, with any from related organizations beside each, and the filer's own total. It is shown with the Part VII listing of the same name on the same return. The form gives no key between the two, so that pairing is ours, and is marked matched by us.
Schedule J
Answered yes
- 3 · Written employment contract
- 3 · Approval by the board or compensation committee
- 4b · Supplemental nonqualified retirement plan
Answered no
- 4a · Severance or change-of-control payment
- 4c · Equity-based compensation arrangement
- 5a · Pay contingent on this organization's revenues
- 5b · Pay contingent on a related organization's revenues
- 6a · Pay contingent on this organization's net earnings
- 6b · Pay contingent on a related organization's net earnings
- 7 · Other non-fixed payments
- 8 · Paid under the initial-contract exception
The filer's explanations (Part III)
- Schedule J, Part I, Line 4b Supplemental nonqualified retirement plan
- A 457(F) CONTRACT WAS WRITTEN FOR DR. CAPILOUTO STARTING JULY 1, 2016, AND SHALL CONTINUE AS LONG AS HE REMAINS EMPLOYED WITH PAYMENTS COMMENCING FOR $178,000 AND PAYABLE EACH YEAR ON JULY 1. A 415(M) DEFERRED COMPENSATION CONTRACT WAS WRITTEN FOR DR. CAPILOUTO STARTING JULY 1, 2011, WITH PAYMENTS COMMENCING FOR $50,000 AND PAYABLE EACH YEAR THROUGH 2025. A 415(M) CONTRACT WAS WRITTEN FOR DR. DIPAOLA EFFECTIVE OCTOBER 1, 2022, WITH AN INITIAL RETENTION CONTRIBUTION OF $110,000 ON OCTOBER 1, 2022. AS LONG AS HE HAS CONTINUED EMPLOYMENT AS PROVOST, ANNUAL CONTRIBUTIONS WILL BE MADE ON JUNE 1 EACH YEAR BEGINNING IN 2023 IN THE AMOUNT OF $110,000 AND INCREASE BY $25,000 EACH SUBSEQUENT YEAR THROUGH 2026. A 415(M) CONTRACT WAS WRITTEN FOR DR. MONDAY EFFECTIVE OCTOBER 1, 2020, WITH AN INITIAL RETENTION CONTRIBUTION OF $150,000 ON OCTOBER 31, 2020. AS LONG AS HE HAS CONTINUED EMPLOYMENT, ANNUAL CONTRIBUTIONS OF $250,000 WILL BE MADE ON JULY 1 EACH YEAR BEGINNING IN 2021 THROUGH 2023.
Part I's answers as filed. A line not listed was left unanswered; on lines 1a and 3 that means the box was not checked.
Grants on this return
-
UNIVERSITY OF KENTUCKY
$21,674
UNIVERSITY SUPPORT
Related organizations on this return
Schedule R Part II: tax-exempt organizations related to the filer by control. It does not record shared board members or money.
-
UNIVERSITY OF KENTUCKY
HIGHER ED · KY
Directly controlled by NA
Provenance
- Return type
- form_990
- Tax year
- 2023
- Filed
- 14 May 2025
- IRS schema version
- 2023v6.0
- Source object
- 202501349349309760
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