SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION INC

EIN 32-0178959 NEW YORK, NY

Browse the largest nonprofits in New York

Revenue 2024: $56,703,129
Expenses 2024: $62,546,339

As filed

Subsection: 06
NTEE code: S40
Classification: 1000
Street: 140 BROADWAY 35TH FLOOR

These codes are the IRS's own and are shown exactly as filed. What each one means is in the Business Master File documentation (opens in a new tab).

Other organizations at this address

1 other organization in the IRS Business Master File lists the same street address. matched by us

We match the street line and ZIP code as the IRS gives them, ignoring case and outer spaces and nothing else, so "AVE" and "AVENUE" count as different streets and this list can miss some. A shared address can mean related organizations or a shared office, but it can also be a registered agent, a mail drop or a service provider holding mail for unrelated clients. It is not, by itself, evidence that two organizations are connected.

SIFMA FOUNDATION FOR INVESTOR EDUCATION FIE INC
EIN 52-1087193

Mission and programs · 2024

Mission

SEE SCHEDULE OSIFMA IS THE VOICE OF THE NATION'S SECURITIES INDUSTRY, BRINGING TOGETHER THE SHARED INTERESTS OF HUNDREDS OF BROKER-DEALERS, INVESTMENT BANKS, AND ASSET MANAGERS. ON BEHALF OF OUR INDUSTRY'S ONE MILLION EMPLOYEES, WE ADVOCATE ON POLICY, LEGISLATION, REGULATION AND BUSINESS PRACTICES, AFFECTING RETAIL AND INSTITUTIONAL INVESTORS, EQUITY AND FIXED INCOME MARKET PARTICIPANTS AND RELATED PRODUCTS AND SERVICES. WE SERVE AS AN INDUSTRY COORDINATING BODY TO PROMOTE FAIR AND ORDERLY MARKETS, INFORMED REGULATORY COMPLIANCE, AND EFFICIENT MARKET OPERATIONS AND RESILIENCY. WE ALSO PROVIDE A FORUM FOR INDUSTRY POLICY AND PROFESSIONAL DEVELOPMENT.

Activities or mission (Part I)

SIFMA IS THE VOICE OF THE NATION'S SECURITIES INDUSTRY, BRINGING TOGETHER (CONT. ON SCH. O) THE SHARED INTERESTS OF HUNDREDS OF BROKER-DEALERS, INVESTMENT BANKS AND ASSET MANAGERS. WE ADVOCATE FOR EFFECTIVE AND RESILIENT CAPITAL MARKETS.

SEE SCHEDULE O
SEE SCHEDULE O
SEE SCHEDULE O
STATEMENT OF PROGRAM SERVICE ACCOMPLISHMENTS: OTHER PROGRAM SERVICES CONTINUED SERVING AS A SOURCE OF MARKET INFORMATION, INCLUDING STATISTICS ON MANY FACETS OF THE MARKET PLACE AND PUBLISHING RESEARCH REPORTS, TRADE NEWSLETTERS AND OTHER PERIODICALS AND BOOKS.

As filed on the 2024 return. The filer continues this part on Schedule O, which is not shown here.

Officers and directors · 2024

As listed in Part VII of the 2024 return, in the order the filer printed them. Each return names its own; this is not a roster the organization keeps with us.

Kenneth E Bentsen JrKENNETH E BENTSEN JR

PRESIDENT & CEO

Total calculated

$2,986,729

From this org

$2,891,954

From related orgs

$0

Other

$94,775

Hours/week

40

Schedule J breakdown matched by us

Base

$1,481,286

Bonus

$1,400,000

Other

$10,668

Deferred

$41,400

Nontaxable benefits

$53,375

Filer's total

$2,986,729
Laura ChepucavageLAURA CHEPUCAVAGE

CHAIR

Total calculated

$0

Hours/week

2
Ronald KruszewskiRONALD KRUSZEWSKI

CHAIR-ELECT

Total calculated

$0

Hours/week

2
Kenneth CellaKENNETH CELLA

CHAIR-EMERITUS

Total calculated

$0

Hours/week

2
David LefkowitzDAVID LEFKOWITZ

VICE-CHAIR

Total calculated

$0

Hours/week

2
Lisa Kidd HuntLISA KIDD HUNT

TREASURER

Total calculated

$0

Hours/week

2
Kevin BaileyKEVIN BAILEY

DIRECTOR (THRU 04/2025)

Total calculated

$0

Hours/week

1
Matt BenchenerMATT BENCHENER

DIRECTOR

Total calculated

$0

Hours/week

1
Althea BrownALTHEA BROWN

DIRECTOR (THRU 06/2025)

Total calculated

$0

Hours/week

1
Libby CantrillLIBBY CANTRILL

DIRECTOR

Total calculated

$0

Hours/week

1
Jon CherryJON CHERRY

DIRECTOR (AS OF 10/2024)

Total calculated

$0

Hours/week

1
Samara CohenSAMARA COHEN

DIRECTOR

Total calculated

$0

Hours/week

1
Jim DeutschJIM DEUTSCH

DIRECTOR (AS OF 10/2024)

Total calculated

$0

Hours/week

1
Michael DurbinMICHAEL DURBIN

DIRECTOR

Total calculated

$0

Hours/week

1
Katie FallonKATIE FALLON

DIRECTOR

Total calculated

$0

Hours/week

1
Ann FogartyANN FOGARTY

DIRECTOR

Total calculated

$0

Hours/week

1
Sol GindiSOL GINDI

DIRECTOR

Total calculated

$0

Hours/week

1
Brent GledhillBRENT GLEDHILL

DIRECTOR

Total calculated

$0

Hours/week

1
Gary HallGARY HALL

DIRECTOR

Total calculated

$0

Hours/week

1
Aneri JambusariaANERI JAMBUSARIA

DIRECTOR (AS OF 06/2025)

Total calculated

$0

Hours/week

1
Gary KaneGARY KANE

DIRECTOR

Total calculated

$0

Hours/week

1
Michael KisberMICHAEL KISBER

DIRECTOR (THRU 12/2024)

Total calculated

$0

Hours/week

1
Kipp KranbuhlKIPP KRANBUHL

DIRECTOR (AS OF 05/2025)

Total calculated

$0

Hours/week

1
Jacqueline LicalziJACQUELINE LICALZI

DIRECTOR

Total calculated

$0

Hours/week

1
Larry MartinezLARRY MARTINEZ

DIRECTOR

Total calculated

$0

Hours/week

1

The first 25 listed. Compensation is as filed in Part VII: reportable pay from this organization and from related organizations, other compensation, and hours per week. The total, marked calculated, is our sum of the three dollar columns, with a blank column counted as $0; the form itself has no total. On a Form 990-EZ the columns are Part IV's instead, and on a Form 990-PF Part VIII's — compensation, contributions to benefit plans, and expense account — and the total sums those. A Schedule J breakdown is as filed: base pay, bonus, other, deferred compensation and nontaxable benefits from this organization, with any from related organizations beside each, and the filer's own total. It is shown with the Part VII listing of the same name on the same return. The form gives no key between the two, so that pairing is ours, and is marked matched by us. Earlier years are each on their own filing page.

Filings

2024

Revenue

$56,703,129

Expenses

$62,546,339

Contributions

$0

Grants paid

$286,964
2022

Revenue

$60,293,967

Expenses

$57,479,959

Contributions

$0

Grants paid

$203,400

Tax year	Revenue	Expenses	Contributions	Grants paid
2024	$56,703,129	$62,546,339	$0	$286,964
2022	$60,293,967	$57,479,959	$0	$203,400

The four totals the IRS asks for on Part I of the Form 990, as filed. A dash means the figure was not present on the return — not that it was zero.

Other returns filed

2021 · 990

Revenue

$54,768,620

Expenses

$53,354,953

Assets (EOY)

$45,548,628
2020 · 990

Revenue

$47,657,181

Expenses

$49,290,473

Assets (EOY)

$42,827,387
2019 · 990

Revenue

$45,398,899

Expenses

$50,328,414

Assets (EOY)

$44,078,460
2018 · 990

Revenue

$57,987,376

Expenses

$57,337,717

Assets (EOY)

$53,179,679
2017 · 990

Revenue

$60,335,877

Expenses

$61,329,046

Assets (EOY)

$50,021,840
2016 · 990

Revenue

$46,050,870

Expenses

$59,952,385

Assets (EOY)

$54,987,555
2015 · 990

Revenue

$66,073,559

Expenses

$64,180,436

Assets (EOY)

$67,911,138
2014 · 990

Revenue

$65,352,395

Expenses

$64,544,460

Assets (EOY)

$67,976,235
2013 · 990

Revenue

$64,435,907

Expenses

$63,118,229

Assets (EOY)

$69,902,280
2012 · 990

Revenue

not reported

Expenses

$63,203,342

Assets (EOY)

$71,179,878

Tax year	Form	Revenue	Expenses	Assets (EOY)
2021	990	$54,768,620	$53,354,953	$45,548,628
2020	990	$47,657,181	$49,290,473	$42,827,387
2019	990	$45,398,899	$50,328,414	$44,078,460
2018	990	$57,987,376	$57,337,717	$53,179,679
2017	990	$60,335,877	$61,329,046	$50,021,840
2016	990	$46,050,870	$59,952,385	$54,987,555
2015	990	$66,073,559	$64,180,436	$67,911,138
2014	990	$65,352,395	$64,544,460	$67,976,235
2013	990	$64,435,907	$63,118,229	$69,902,280
2012	990	not reported	$63,203,342	$71,179,878

Nonprofiteer parses Forms 990, 990-EZ and 990-PF, in a window of recent tax years. These returns are recorded from the IRS e-file index, so their figures were extracted by that index rather than read from the return here — treat them as a different source from the filings above, not as more of the same record. A dash means the index carries no figure; Form 990-T listings carry none at all. Showing the 10 most recent; the API carries the rest.

Grants made

COMMITTEE ON CAPITAL MARKETS REGULATION INC

$55,000

2022 PROGRAM SUPPORT
COMMITTEE ON CAPITAL MARKETS REGULATION INC

$55,000

2024 PROGRAM SUPPORT
TAX FOUNDATION

$45,000

2024 PROGRAM SUPPORT
SIFMA FOUNDATION FOR INVESTOR EUDCATION (FIE) INC

$25,000

2024 PROGRAM SUPPORT
SIFMA FOUNDATION FOR INVESTOR EUDCATION (FIE) INC

$20,000

2022 PROGRAM SUPPORT
PROGRAM ON INTERNATIONAL FINANCIAL SYSTEM INC

$15,000

2022 PROGRAM SUPPORT
WOMENS INSTITUTE FOR A SECURE RETIREMENT

$15,000

2022 PROGRAM SUPPORT
WOMENS INSTITUTE FOR A SECURE RETIREMENT

$15,000

2024 PROGRAM SUPPORT
PREVENT CANCER FOUNDATION

$12,000

2024 PROGRAM SUPPORT
NCSL FOUNDATION FOR STATE LEGISLATURES

$10,000

2022 PROGRAM SUPPORT

The 10 largest by cash amount. The API serves every itemized grant.

Where these grants went next →

Grants received

No itemized grant names this organization as a recipient. Only grants over $5,000 are itemized, and only by filers of the full Form 990.

Other IRS files

Auto-Revocation List

Not listed. The IRS publishes this list for organizations whose exemption was automatically revoked for failing to file for three consecutive years.

Publication 78

Not present in the most recent drop.

These are two separate IRS files on two separate schedules, shown as published and not reconciled with each other. Neither is a statement about whether a contribution is deductible today: 19,245 organizations appear in Publication 78 while the IRS's own revocation file lists them as currently revoked, more than half of those revoked before 2019. Absence from Publication 78 is evidence of nothing, and presence is not evidence either. Verify current status with the IRS before relying on it.

What this page reflects

The registration facts above come from the IRS Business Master File published 13 October 2026 and read 1 November 2026, for every organization at once. Returns through tax year 2024, the newest we have parsed for this organization.