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OPEN COMPLIANCE AND ETHICS GROUP INC

EIN 59-3771849 PHOENIX, AZ

Revenue 2024
$4,497,599
Expenses 2024
$3,050,051

Program services were 98.1% of total expenses calculated — Part IX's program-services column over total expenses, both as filed.

As filed

Subsection
03
NTEE code
B05
Classification
2000
Street
11201 N TATUM BLVD STE 300

These codes are the IRS's own and are shown exactly as filed. What each one means is in the Business Master File documentation (opens in a new tab).

Other organizations at this address

2 other organizations in the IRS Business Master File list the same street address. matched by us

This address is a suite or unit (STE 300). Organizations that share one are often clients of the same office-services firm, accountant or registered agent rather than related to each other.

We match the street line and ZIP code as the IRS gives them, ignoring case and outer spaces and nothing else, so "AVE" and "AVENUE" count as different streets and this list can miss some. A shared address can mean related organizations or a shared office, but it can also be a registered agent, a mail drop or a service provider holding mail for unrelated clients. It is not, by itself, evidence that two organizations are connected.

Mission and programs · 2024

Mission

OCEG IS A NONPROFIT ORGANIZATION THAT UNIQUELY HELPS ORGANIZATIONS DRIVE PRINCIPLED PERFORMANCE BY ENHANCING CULTURE AND INTEGRATING GOVERNANCE, RISK AND COMPLIANCE.

  • OCEG CONTINUED TO DEVELOP AND RELEASE NEW RESOURCES, INCLUDING INSTALLMENTS OF THE GRC ILLUSTRATED AND EBOOK SERIES. ADDITIONALLY, WE RELEASED THE ESSENTIAL GUIDE SERIES, WHICH INCLUDED THE ESSENTIAL GUIDE TO AI GOVERNANCE. THESE RESOURCES CONTINUE TO BE AVAILABLE FOR FREE DOWNLOAD. OCEG DEVELOPED THE INTEGRATED COMPLIANCE & ETHICS PROFESSIONAL CERTIFICATION AND THE ASSOCIATED BODY OF KNOWLEDGE AND TRAINING COURSE. AS PART OF THE DEVELOPMENT PROCESS, WE HELD A TRAINING SPRINT WITH LIVESTREAM SESSIONS INCLUDED THAT WAS MADE AVAILABLE FOR FREE TO ANY OCEG MEMBER WITH AN ALL ACCESS PASS (AAP).

    Expenses $2,945,148 · Grants $7,075 · Revenue $261,303

  • IN THE AREA OF RESEARCH, OCEG CONDUCTED ONE SURVEY AND ISSUED A REPORT ON THE TOPIC OF COMPLIANCE & ETHICS TRAINING. THE REPORT WAS AVAILABLE FOR FREE DOWNLOAD FOR APPROXIMATELY THREE MONTHS AND THEN WAS ADDED TO THE PREMIUM RESOURCE COLLECTION. WE ALSO CONTINUED TO HOLD SEVERAL WEBINARS EACH MONTH ON VARIOUS GRC-RELATED TOPICS. WEBINARS ARE AVAILABLE FOR ANYONE TO ATTEND FOR FREE, AND EVENT RECORDINGS AND SLIDES WERE AVAILABLE TO ANYONE WITH AN AAP MEMBERSHIP.

    Expenses $46,667 · Revenue $61,097

As filed on the 2024 return.

Officers and directors · 2024

As listed in Part VII of the 2024 return, in the order the filer printed them. Each return names its own; this is not a roster the organization keeps with us.

  • SCOTT l MITCHELL

    CEO,Chair, Secretary, Treasurer

    Total calculated
    $339,277
    From this org
    $306,000
    From related orgs
    $0
    Other
    $33,277
    Hours/week
    40 + 0.3 related

    Schedule J breakdown matched by us

    Base
    $256,000
    Bonus
    $50,000
    Other
    $0
    Deferred
    $4,560
    Nontaxable benefits
    $28,717
    Filer's total
    $339,277
  • Jon McCormick

    DIRECTOR

    Total calculated
    $0
    Hours/week
    0.3
  • Carole Switzer

    FORMER President

    Total calculated
    $202,231
    From this org
    $202,231
    From related orgs
    $0
    Other
    $0
    Hours/week
    40

    Schedule J breakdown matched by us

    Base
    $202,231
    Bonus
    $0
    Other
    $0
    Deferred
    $0
    Nontaxable benefits
    $0
    Filer's total
    $202,231

Compensation is as filed in Part VII: reportable pay from this organization and from related organizations, other compensation, and hours per week. The total, marked calculated, is our sum of the three dollar columns, with a blank column counted as $0; the form itself has no total. On a Form 990-EZ the columns are Part IV's instead, and on a Form 990-PF Part VIII's — compensation, contributions to benefit plans, and expense account — and the total sums those. A Schedule J breakdown is as filed: base pay, bonus, other, deferred compensation and nontaxable benefits from this organization, with any from related organizations beside each, and the filer's own total. It is shown with the Part VII listing of the same name on the same return. The form gives no key between the two, so that pairing is ours, and is marked matched by us. Earlier years are each on their own filing page.

Filings

  • 2024
    Revenue
    $4,497,599
    Expenses
    $3,050,051
    Contributions
    $4,063,094
    Grants paid
    $7,075
  • 2023
    Revenue
    $3,043,157
    Expenses
    $2,710,579
    Contributions
    $2,552,507
    Grants paid
    $0
  • 2022
    Revenue
    $2,485,172
    Expenses
    $1,902,074
    Contributions
    $1,875,153
    Grants paid
    $7,000

The four totals the IRS asks for on Part I of the Form 990, as filed. A dash means the figure was not present on the return — not that it was zero.

Other returns filed

  • 2024 · 990-T

    Revenue
    not reported
    Expenses
    not reported
    Assets (EOY)
    not reported
  • 2023 · 990-T

    Revenue
    not reported
    Expenses
    not reported
    Assets (EOY)
    not reported
  • 2022 · 990-T

    Revenue
    not reported
    Expenses
    not reported
    Assets (EOY)
    not reported
  • 2021 · 990

    Revenue
    $2,253,577
    Expenses
    $1,368,187
    Assets (EOY)
    $3,101,073
  • 2021 · 990-T

    Revenue
    not reported
    Expenses
    not reported
    Assets (EOY)
    not reported
  • 2020 · 990

    Revenue
    $1,927,038
    Expenses
    $1,248,193
    Assets (EOY)
    $2,337,239
  • 2020 · 990-T

    Revenue
    not reported
    Expenses
    not reported
    Assets (EOY)
    not reported

Nonprofiteer parses Forms 990, 990-EZ and 990-PF, in a window of recent tax years. These returns are recorded from the IRS e-file index, so their figures were extracted by that index rather than read from the return here — treat them as a different source from the filings above, not as more of the same record. A dash means the index carries no figure; Form 990-T listings carry none at all.

Grants made

No itemized grants to organizations. Schedule I is filed only by organizations that granted more than $5,000 to a recipient, so most filers have none.

Grants received

No itemized grant names this organization as a recipient. Only grants over $5,000 are itemized, and only by filers of the full Form 990.

Related organizations

From Schedule R Part II, where a filer lists the tax-exempt organizations it is related to by control. It does not record shared board members or money.

Declared on its 2024 return

Other IRS files

Auto-Revocation List

Not listed. The IRS publishes this list for organizations whose exemption was automatically revoked for failing to file for three consecutive years.

Publication 78

Listed as of 13 October 2026, under deductibility PC.

These are two separate IRS files on two separate schedules, shown as published and not reconciled with each other. Neither is a statement about whether a contribution is deductible today: 19,245 organizations appear in Publication 78 while the IRS's own revocation file lists them as currently revoked, more than half of those revoked before 2019. Absence from Publication 78 is evidence of nothing, and presence is not evidence either. Verify current status with the IRS before relying on it.

What this page reflects

The registration facts above come from the IRS Business Master File published 13 October 2026 and read 29 October 2026, for every organization at once. Returns through tax year 2024, the newest we have parsed for this organization.