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FINANCIAL INDUSTRY REGULATORY AUTHORITY INC

EIN 53-0088710 ROCKVILLE, MD

Revenue 2024
$2,607,503,080
Expenses 2024
$3,040,929,806

As filed

Subsection
06
Classification
2000
Street
9509 KEY WEST AVENUE

These codes are the IRS's own and are shown exactly as filed. What each one means is in the Business Master File documentation (opens in a new tab).

Officers and directors · 2024

As listed in Part VII of the 2024 return, in the order the filer printed them. Each return names its own; this is not a roster the organization keeps with us.

  • Robert W Cook

    President & CEO

    Total calculated
    $4,102,800
    From this org
    $3,472,973
    From related orgs
    $0
    Other
    $629,827
    Hours/week
    60

    Schedule J breakdown matched by us

    Base
    $1,074,593
    Bonus
    $2,365,000
    Other
    $33,380
    Deferred
    $622,548
    Nontaxable benefits
    $7,279
    Filer's total
    $4,102,800

  • Camille M Busette

    Board Member

    Total calculated
    $116,106
    From this org
    $116,106
    From related orgs
    $0
    Other
    $0
    Hours/week
    2 + 2 related

  • Cyrus Amir-Mokri

    BOARD MEMBER - as of 9/13/24

    Total calculated
    $630
    From this org
    $630
    From related orgs
    $0
    Other
    $0
    Hours/week
    2

  • DEBORAH BAILEY

    BOARD MEMBER

    Total calculated
    $100,000
    From this org
    $100,000
    From related orgs
    $0
    Other
    $0
    Hours/week
    2 + 2 related

  • DERRICK ROMAN

    BOARD MEMBER

    Total calculated
    $109,253
    From this org
    $109,253
    From related orgs
    $0
    Other
    $0
    Hours/week
    2

  • ERIC SCHIMPF

    BOARD MEMBER - AS OF 9/17/24

    Total calculated
    $0
    Hours/week
    2

  • Eric W Noll

    CHAIRPERSON

    Total calculated
    $175,505
    From this org
    $175,505
    From related orgs
    $0
    Other
    $0
    Hours/week
    2 + 2 related

    Schedule J breakdown matched by us

    Base
    $175,505
    Bonus
    $0
    Other
    $0
    Deferred
    $0
    Nontaxable benefits
    $0
    Filer's total
    $175,505

  • ERIK SIRRI

    BOARD MEMBER - AS OF 11/8/24

    Total calculated
    $25,110
    From this org
    $25,110
    From related orgs
    $0
    Other
    $0
    Hours/week
    2

  • Ethiopis Tafara

    Board Member

    Total calculated
    $958
    From this org
    $958
    From related orgs
    $0
    Other
    $0
    Hours/week
    2 + 2 related

  • Fabiola Arredondo

    BOARD MEMBER

    Total calculated
    $101,003
    From this org
    $101,003
    From related orgs
    $0
    Other
    $0
    Hours/week
    2

  • Gus Sauter

    BOARD MEMBER

    Total calculated
    $106,111
    From this org
    $106,111
    From related orgs
    $0
    Other
    $0
    Hours/week
    2

  • JAMES T CROWLEY

    BOARD MEMBER

    Total calculated
    $737
    From this org
    $737
    From related orgs
    $0
    Other
    $0
    Hours/week
    2 + 2 related

  • JENNIFER SZARO

    BOARD MEMBER - AS OF 9/11/24

    Total calculated
    $50,000
    From this org
    $50,000
    From related orgs
    $0
    Other
    $0
    Hours/week
    2

  • John B Ehnes

    Board Member - thru 9/11/24

    Total calculated
    $85,738
    From this org
    $85,738
    From related orgs
    $0
    Other
    $0
    Hours/week
    2 + 2 related

  • JOHN VACCARO

    BOARD MEMBER - as of 9/11/24

    Total calculated
    $50,110
    From this org
    $50,110
    From related orgs
    $0
    Other
    $0
    Hours/week
    2

  • Lance F Drummond

    Board Member - thru 9/11/24

    Total calculated
    $95,271
    From this org
    $95,271
    From related orgs
    $0
    Other
    $0
    Hours/week
    2

  • Linde Murphy

    Board Member

    Total calculated
    $101,017
    From this org
    $101,017
    From related orgs
    $0
    Other
    $0
    Hours/week
    2

  • Lisa Fairfax

    BOARD MEMBER - thru 4/5/24

    Total calculated
    $50,220
    From this org
    $50,220
    From related orgs
    $0
    Other
    $0
    Hours/week
    2 + 2 related

  • Maureen Jensen

    Board Member

    Total calculated
    $118,608
    From this org
    $118,608
    From related orgs
    $0
    Other
    $0
    Hours/week
    2 + 2 related

  • MOIRA A KILCOYNE

    BOARD MEMBER

    Total calculated
    $100,475
    From this org
    $100,475
    From related orgs
    $0
    Other
    $0
    Hours/week
    2 + 2 related

  • MORTIMER J BUCKLEY

    BOARD MEMBER - thru 7/8/24

    Total calculated
    $0
    Hours/week
    2

  • Naureen Hassan

    BOARD MEMBER - THRU 9/11/24

    Total calculated
    $0
    Hours/week
    2

  • Paige W Pierce

    Board Member - thru 9/11/24

    Total calculated
    $76,912
    From this org
    $76,912
    From related orgs
    $0
    Other
    $0
    Hours/week
    2 + 2 related

  • PEGGY HO

    BOARD MEMBER

    Total calculated
    $101,468
    From this org
    $101,468
    From related orgs
    $0
    Other
    $0
    Hours/week
    2 + 2 related

  • PENNY PENNINGTON

    BOARD MEMBER

    Total calculated
    $0
    Hours/week
    2

The first 25 listed. Compensation is as filed in Part VII: reportable pay from this organization and from related organizations, other compensation, and hours per week. The total, marked calculated, is our sum of the three dollar columns, with a blank column counted as $0; the form itself has no total. On a Form 990-EZ the columns are Part IV's instead — compensation, contributions to benefit plans, and expense account — and the total sums those. A Schedule J breakdown is as filed: base pay, bonus, other, deferred compensation and nontaxable benefits from this organization, with any from related organizations beside each, and the filer's own total. It is shown with the Part VII listing of the same name on the same return. The form gives no key between the two, so that pairing is ours, and is marked matched by us. Earlier years are each on their own filing page.

Filings

  • 2024
    Revenue
    $2,607,503,080
    Expenses
    $3,040,929,806
    Contributions
    $0
    Grants paid
    $0
  • 2023
    Revenue
    $1,604,253,354
    Expenses
    $2,059,192,510
    Contributions
    $0
    Grants paid
    $0
  • 2022
    Revenue
    $1,730,554,890
    Expenses
    $2,160,421,774
    Contributions
    $0
    Grants paid
    $0

The four totals the IRS asks for on Part I of the Form 990, as filed. A dash means the figure was not present on the return — not that it was zero.

Grants made

No itemized grants to organizations. Schedule I is filed only by organizations that granted more than $5,000 to a recipient, so most filers have none.

Grants received

No itemized grant names this organization as a recipient. Only grants over $5,000 are itemized, and only by filers of the full Form 990.

Related organizations

From Schedule R Part II, where a filer lists the tax-exempt organizations it is related to by control. It does not record shared board members or money.

Declared on its 2024 return

Declared as related by

Other IRS files

Auto-Revocation List

Not listed. The IRS publishes this list for organizations whose exemption was automatically revoked for failing to file for three consecutive years.

Publication 78

Not present in the most recent drop.

These are two separate IRS files on two separate schedules, shown as published and not reconciled with each other. Neither is a statement about whether a contribution is deductible today: 19,245 organizations appear in Publication 78 while the IRS's own revocation file lists them as currently revoked, more than half of those revoked before 2019. Absence from Publication 78 is evidence of nothing, and presence is not evidence either. Verify current status with the IRS before relying on it.