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FINRA REGULATION INC

EIN 52-1959501 ROCKVILLE, MD

Revenue 2024
$1,354,035,278
Expenses 2024
$872,225,711

As filed

Subsection
06
Classification
2000
Street
9509 KEY WEST AVENUE

These codes are the IRS's own and are shown exactly as filed. What each one means is in the Business Master File documentation (opens in a new tab).

Officers and directors · 2024

As listed in Part VII of the 2024 return, in the order the filer printed them. Each return names its own; this is not a roster the organization keeps with us.

  • Robert W Cook

    President & CEO, ex officio

    Total calculated
    $4,102,800
    From this org
    $0
    From related orgs
    $3,472,973
    Other
    $629,827
    Hours/week
    60

    Schedule J breakdown matched by us

    Base
    $0 + $1,074,593 related
    Bonus
    $0 + $2,365,000 related
    Other
    $0 + $33,380 related
    Deferred
    $0 + $622,548 related
    Nontaxable benefits
    $0 + $7,279 related
    Filer's total
    $0 + $4,102,800 related

  • DEBORAH BAILEY

    REGULATORY POLICY COMMITTEE

    Total calculated
    $100,000
    From this org
    $0
    From related orgs
    $100,000
    Other
    $0
    Hours/week
    2 + 2 related

  • Eric W Noll

    REGULATORY POLICY COMMITTEE, EX OFFICIO

    Total calculated
    $175,505
    From this org
    $0
    From related orgs
    $175,505
    Other
    $0
    Hours/week
    2 + 2 related

    Schedule J breakdown matched by us

    Base
    $0 + $175,505 related
    Bonus
    $0
    Other
    $0
    Deferred
    $0
    Nontaxable benefits
    $0
    Filer's total
    $0 + $175,505 related

  • Ethiopis Tafara

    Regulatory Policy Committee

    Total calculated
    $958
    From this org
    $0
    From related orgs
    $958
    Other
    $0
    Hours/week
    2 + 2 related

  • JAMES T CROWLEY

    REGULATORY POLICY COMMITTEE

    Total calculated
    $737
    From this org
    $0
    From related orgs
    $737
    Other
    $0
    Hours/week
    2 + 2 related

  • John B Ehnes

    Regulatory Policy Committee - thru 9/11/24

    Total calculated
    $85,738
    From this org
    $0
    From related orgs
    $85,738
    Other
    $0
    Hours/week
    2 + 2 related

  • Lisa Fairfax

    REGULATORY POLICY COMMITTEE - THRU 4/5/24

    Total calculated
    $50,220
    From this org
    $0
    From related orgs
    $50,220
    Other
    $0
    Hours/week
    2 + 2 related

  • Maureen Jensen

    CHAIR, Regulatory Policy Committee

    Total calculated
    $118,608
    From this org
    $0
    From related orgs
    $118,608
    Other
    $0
    Hours/week
    2 + 2 related

  • MOIRA A KILCOYNE

    REGULATORY POLICY COMMITTEE

    Total calculated
    $100,475
    From this org
    $0
    From related orgs
    $100,475
    Other
    $0
    Hours/week
    2 + 2 related

  • Paige W Pierce

    REGULATORY POLICY COMMITTEE - THRU 9/11/24

    Total calculated
    $76,912
    From this org
    $0
    From related orgs
    $76,912
    Other
    $0
    Hours/week
    2 + 2 related

  • Scott Curtis

    REGULATORY POLICY COMMITTEE

    Total calculated
    $105,011
    From this org
    $0
    From related orgs
    $105,011
    Other
    $0
    Hours/week
    2 + 2 related

  • Timothy C Scheve

    Regulatory Policy Committee - THRU 9/11/24

    Total calculated
    $89,198
    From this org
    $0
    From related orgs
    $89,198
    Other
    $0
    Hours/week
    2 + 2 related

  • Wendy Lanton

    REGULATORY POLICY COMMITTEE - AS OF 12/5/24

    Total calculated
    $103,964
    From this org
    $0
    From related orgs
    $103,964
    Other
    $0
    Hours/week
    2 + 2 related

  • Gregory Ruppert

    EXECUTIVE VICE PRESIDENT

    Total calculated
    $1,681,769
    From this org
    $0
    From related orgs
    $1,467,716
    Other
    $214,053
    Hours/week
    60

    Schedule J breakdown matched by us

    Base
    $0 + $509,939 related
    Bonus
    $0 + $600,000 related
    Other
    $0 + $357,777 related
    Deferred
    $0 + $164,857 related
    Nontaxable benefits
    $0 + $49,196 related
    Filer's total
    $0 + $1,681,769 related

  • Marcia E Asquith

    EVP, Board & External Relations

    Total calculated
    $1,134,908
    From this org
    $0
    From related orgs
    $994,058
    Other
    $140,850
    Hours/week
    60

    Schedule J breakdown matched by us

    Base
    $0 + $423,784 related
    Bonus
    $0 + $540,000 related
    Other
    $0 + $30,274 related
    Deferred
    $0 + $102,989 related
    Nontaxable benefits
    $0 + $37,861 related
    Filer's total
    $0 + $1,134,908 related

  • Richard W Berry

    Executive Vice President

    Total calculated
    $1,147,271
    From this org
    $0
    From related orgs
    $1,079,799
    Other
    $67,472
    Hours/week
    60

    Schedule J breakdown matched by us

    Base
    $0 + $386,587 related
    Bonus
    $0 + $375,000 related
    Other
    $0 + $318,212 related
    Deferred
    $0 + $17,765 related
    Nontaxable benefits
    $0 + $49,707 related
    Filer's total
    $0 + $1,147,271 related

  • Robert L D Colby

    EVP And Chief Legal Officer

    Total calculated
    $1,524,356
    From this org
    $0
    From related orgs
    $1,461,686
    Other
    $62,670
    Hours/week
    60

    Schedule J breakdown matched by us

    Base
    $0 + $564,366 related
    Bonus
    $0 + $725,000 related
    Other
    $0 + $172,320 related
    Deferred
    $0 + $46,505 related
    Nontaxable benefits
    $0 + $16,165 related
    Filer's total
    $0 + $1,524,356 related

  • Stephanie Dumont

    EXECUTIVE VICE PRESIDENT

    Total calculated
    $1,265,880
    From this org
    $0
    From related orgs
    $1,109,862
    Other
    $156,018
    Hours/week
    60

    Schedule J breakdown matched by us

    Base
    $0 + $499,268 related
    Bonus
    $0 + $605,000 related
    Other
    $0 + $5,594 related
    Deferred
    $0 + $117,607 related
    Nontaxable benefits
    $0 + $38,411 related
    Filer's total
    $0 + $1,265,880 related

  • Todd T Diganci

    Executive Vice President/CFAO

    Total calculated
    $2,370,508
    From this org
    $0
    From related orgs
    $1,739,416
    Other
    $631,092
    Hours/week
    60

    Schedule J breakdown matched by us

    Base
    $0 + $683,032 related
    Bonus
    $0 + $860,000 related
    Other
    $0 + $196,384 related
    Deferred
    $0 + $619,648 related
    Nontaxable benefits
    $0 + $11,444 related
    Filer's total
    $0 + $2,370,508 related

  • William St Louis

    EXECUTIVE VICE PRESIDENT

    Total calculated
    $1,103,853
    From this org
    $0
    From related orgs
    $930,024
    Other
    $173,829
    Hours/week
    60

    Schedule J breakdown matched by us

    Base
    $0 + $448,293 related
    Bonus
    $0 + $455,000 related
    Other
    $0 + $26,731 related
    Deferred
    $0 + $108,486 related
    Nontaxable benefits
    $0 + $65,343 related
    Filer's total
    $0 + $1,103,853 related

Compensation is as filed in Part VII: reportable pay from this organization and from related organizations, other compensation, and hours per week. The total, marked calculated, is our sum of the three dollar columns, with a blank column counted as $0; the form itself has no total. On a Form 990-EZ the columns are Part IV's instead — compensation, contributions to benefit plans, and expense account — and the total sums those. A Schedule J breakdown is as filed: base pay, bonus, other, deferred compensation and nontaxable benefits from this organization, with any from related organizations beside each, and the filer's own total. It is shown with the Part VII listing of the same name on the same return. The form gives no key between the two, so that pairing is ours, and is marked matched by us. Earlier years are each on their own filing page.

Filings

  • 2024
    Revenue
    $1,354,035,278
    Expenses
    $872,225,711
    Contributions
    $0
    Grants paid
    $6,162,196
  • 2023
    Revenue
    $1,118,127,486
    Expenses
    $781,443,382
    Contributions
    $0
    Grants paid
    $7,403,998
  • 2022
    Revenue
    $1,039,482,542
    Expenses
    $693,480,189
    Contributions
    $0
    Grants paid
    $6,272,489

The four totals the IRS asks for on Part I of the Form 990, as filed. A dash means the figure was not present on the return — not that it was zero.

Grants made

The 10 largest by cash amount. The API serves every itemized grant.

Where these grants went next →

Grants received

No itemized grant names this organization as a recipient. Only grants over $5,000 are itemized, and only by filers of the full Form 990.

Related organizations

From Schedule R Part II, where a filer lists the tax-exempt organizations it is related to by control. It does not record shared board members or money.

Declared on its 2024 return

Declared as related by

Other IRS files

Auto-Revocation List

Not listed. The IRS publishes this list for organizations whose exemption was automatically revoked for failing to file for three consecutive years.

Publication 78

Not present in the most recent drop.

These are two separate IRS files on two separate schedules, shown as published and not reconciled with each other. Neither is a statement about whether a contribution is deductible today: 19,245 organizations appear in Publication 78 while the IRS's own revocation file lists them as currently revoked, more than half of those revoked before 2019. Absence from Publication 78 is evidence of nothing, and presence is not evidence either. Verify current status with the IRS before relying on it.